Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Allen Smith | 4071649 | 1 | 02/18/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lawrence Gibbons | 1966106 | 1 | 12/12/2014 | Customer Dispute | Settled | $343,624.00 | $0.00 | See FINRA Report |
| Mary Louise Gibbons | 2049282 | 2 | 08/27/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Louise Gibbons | 2049282 | 2 | 07/18/2013 | Customer Dispute | Settled | $234,000.00 | $0.00 | See FINRA Report |
| David Michael Suntken | 2214499 | 3 | 03/17/2011 | Customer Dispute | Settled | $91,646.00 | $0.00 | See FINRA Report |
| Nathan Dale Fichter | 4402469 | 1 | 09/04/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Michael Suntken | 2214499 | 3 | 06/25/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Michael Suntken | 2214499 | 3 | 02/07/2002 | Customer Dispute | Denied | $77,388.00 | $0.00 | See FINRA Report |