Our Staff has compiled our research into a database of FINRA Broker Disclosures for Larson Financial Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Douglas Larson | 4422245 | 3 | 01/22/2019 | Customer Dispute | Denied | $10,500,000.00 | $0.00 | See FINRA Report |
Lowell D Friend | 1856393 | 11 | 11/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lowell D Friend | 1856393 | 11 | 11/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lowell D Friend | 1856393 | 11 | 11/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lowell D Friend | 1856393 | 11 | 11/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lowell D Friend | 1856393 | 11 | 11/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Joseph Ferrara | 4461101 | 4 | 07/18/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Anthony Joseph Ferrara | 4461101 | 4 | 01/10/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
Richard Reid Frith II | 5153336 | 2 | 01/10/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
Paul Douglas Larson | 4422245 | 3 | 10/12/2016 | Customer Dispute | Closed-No Action | $58,000.00 | $0.00 | See FINRA Report |