Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Steven Holt Abernathy | 1276378 | 2 | 09/09/1992 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
Steven Holt Abernathy | 1276378 | 2 | 10/11/1989 | Customer Dispute | Settled | $36,902.20 | $0.00 | See FINRA Report |