Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shoumya Brata Saha | 5409945 | 2 | 03/18/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Shoumya Brata Saha | 5409945 | 2 | 01/05/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Robert Olson | 6411974 | 1 | 08/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Romonia Bradford Lee | 6381198 | 1 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Kemon Papacosta | 5518819 | 1 | 02/19/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |