Our Staff has compiled our research into a database of FINRA Broker Disclosures for HRT Financial Lp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Smith | 4630048 | 1 | 10/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |