Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Robert Mathioudakis | 1693094 | 4 | 02/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Mathioudakis | 1693094 | 4 | 07/30/2013 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Michael Robert Mathioudakis | 1693094 | 4 | 05/10/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Mathioudakis | 1693094 | 4 | 06/25/2008 | Customer Dispute | Withdrawn | $253,000.00 | $0.00 | See FINRA Report |
| Bradley Eric Graber | 2740459 | 1 | 06/25/2008 | Customer Dispute | Withdrawn | $253,000.00 | $0.00 | See FINRA Report |