Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hold Brothers Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth John Kitchin | 6748676 | 7 | 09/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Joseph Vitellaro | 2577469 | 3 | 01/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert J Ricca | 1658885 | 1 | 05/11/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pedro Vega | 6722370 | 1 | 11/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Rowe | 2559751 | 1 | 05/18/1998 | Customer Dispute | Settled | $121,448.00 | $0.00 | See FINRA Report |