Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wolfe Research Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Isaac Katz | 4007351 | 1 | 08/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jesse Issac Bigelow | 2222285 | 2 | 07/18/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jesse Issac Bigelow | 2222285 | 2 | 12/18/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |