Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concorde Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Timothy Dunn | 1075960 | 4 | 07/14/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Brian Stoltz | 3090535 | 1 | 10/21/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Lane Glover | 1647229 | 7 | 12/11/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John G Chess | 4812430 | 4 | 03/07/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clemont Lee Bevill | 1790971 | 4 | 05/04/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |