Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concorde Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James John Silbernagel | 1503045 | 1 | 06/28/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kent Allan Fitzpatrick | 1998842 | 1 | 12/11/2001 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Daniel Philip Raupp | 4079107 | 13 | 11/19/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lynn Bangerter | 1687028 | 3 | 09/18/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lane Glover | 1647229 | 7 | 08/16/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven I Balaban | 1380366 | 1 | 08/09/2001 | Customer Dispute | Denied | $6,810.00 | $0.00 | See FINRA Report |
| James Hobart Goolsby | 1334338 | 1 | 03/27/2001 | Customer Dispute | Settled | $75,672.00 | $0.00 | See FINRA Report |
| John Timothy Ross | 1045479 | 1 | 02/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Harold Slavny | 2515906 | 2 | 01/07/1999 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Daniel Kenneth Charley | 6457442 | 1 | 08/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |