Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concorde Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lauri Ranae Grovich | 2415173 | 3 | 04/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Rainwater | 7210755 | 4 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |