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FINRA Broker Disclosures for Concorde Investment Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concorde Investment Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-19 out of 19 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lauri Ranae Grovich2415173304/24/2015FinancialFinal$0.00$0.00See FINRA Report
James Rainwater7210755412/30/2014FinancialFinal$0.00$0.00See FINRA Report
Thomas Michael Fanning1107203312/14/2012RegulatoryFinal$0.00$0.00See FINRA Report
Jeffrey Lynn Bangerter1687028312/05/2007RegulatoryFinal$0.00$0.00See FINRA Report
Frank Timothy Dunn1075960412/05/2007RegulatoryFinal$0.00$0.00See FINRA Report
Jeffrey Lynn Bangerter1687028309/18/2001RegulatoryFinal$0.00$0.00See FINRA Report
John Timothy Ross1045479102/19/1999RegulatoryFinal$0.00$0.00See FINRA Report
Thomas Book Jahncke1078444103/15/1989RegulatoryFinal$0.00$0.00See FINRA Report
Frank Timothy Dunn1075960407/14/1986RegulatoryFinal$0.00$0.00See FINRA Report

19 Results

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