Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concorde Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Zigouras | 1248597 | 4 | 07/28/2004 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| David Jon Zupek | 2250376 | 6 | 02/17/2004 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 08/12/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Aubrey Morrow | 836500 | 15 | 05/22/2003 | Customer Dispute | Award / Judgment | $400,000.00 | $206,875.00 | See FINRA Report |
| Andrew Zigouras | 1248597 | 4 | 04/21/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 12/19/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 12/18/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gary Lane Glover | 1647229 | 7 | 11/05/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 10/25/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Matt Branstetter | 2169050 | 2 | 09/11/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |