Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concorde Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Philip Raupp | 4079107 | 13 | 07/26/2021 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Kiesnoski | 2688017 | 4 | 06/23/2021 | Customer Dispute | Settled | $8,761.00 | $0.00 | See FINRA Report |
| Daniel Philip Raupp | 4079107 | 13 | 06/22/2021 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Kiesnoski | 2688017 | 4 | 05/28/2021 | Customer Dispute | Settled | $876,000.00 | $0.00 | See FINRA Report |
| Daniel Philip Raupp | 4079107 | 13 | 04/09/2021 | Customer Dispute | Settled | $950,000.00 | $0.00 | See FINRA Report |
| Clemont Lee Bevill | 1790971 | 4 | 02/12/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Huber | 5976354 | 2 | 12/29/2020 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Daniel Philip Raupp | 4079107 | 13 | 12/07/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Huber | 5976354 | 2 | 11/24/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Tommy John Thompson | 6626035 | 1 | 11/20/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |