Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Jerome Bouhl | 2379586 | 1 | 08/30/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sergio Villa Ortiz | 7191295 | 1 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Sutton McFarland | 2845868 | 3 | 11/01/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Peter Sutton McFarland | 2845868 | 3 | 04/26/2010 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Ruben Guillermo Fernandez | 206736 | 6 | 04/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ruben Guillermo Fernandez | 206736 | 6 | 07/17/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ruben Guillermo Fernandez | 206736 | 6 | 05/19/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ruben Guillermo Fernandez | 206736 | 6 | 12/11/2003 | Customer Dispute | Settled | $390,843.00 | $0.00 | See FINRA Report |
| Ruben Guillermo Fernandez | 206736 | 6 | 11/24/2003 | Customer Dispute | Settled | $518,318.00 | $0.00 | See FINRA Report |
| Peter Sutton McFarland | 2845868 | 3 | 01/17/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |