Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Dale Ridge | 4544208 | 1 | 07/16/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Mark Magann | 4232991 | 2 | 12/27/2019 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Christopher Mark Magann | 4232991 | 2 | 06/08/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joe Marc Hesse | 6874356 | 1 | 06/30/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |