Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Allen Cameron | 2515534 | 9 | 12/03/2002 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Julie Ann Rothmeier | 2442662 | 3 | 05/29/2002 | Customer Dispute | Denied | $11,195.00 | $0.00 | See FINRA Report |
| Todd Kally Baird | 3002473 | 3 | 07/31/2001 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Ross Vincent Gooding | 2309616 | 1 | 03/11/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Walter Dimarco | 5558032 | 1 | 08/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard L Fangen | 1708819 | 1 | 04/27/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |