Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colton Wolff Reading | 4572251 | 1 | 02/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Julie Ann Rothmeier | 2442662 | 3 | 03/31/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Erik Dirk Saunders | 1939964 | 1 | 09/13/2013 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Michael Allen Colvin | 4477166 | 1 | 10/05/2010 | Customer Dispute | Denied | $10,410.70 | $0.00 | See FINRA Report |
| Randy Boyd Welborn | 4547206 | 3 | 03/23/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Julie Ann Rothmeier | 2442662 | 3 | 10/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randy Boyd Welborn | 4547206 | 3 | 05/06/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Randy Boyd Welborn | 4547206 | 3 | 04/24/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Keith Allen Cameron | 2515534 | 9 | 06/12/2006 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jose Veliz | 2438883 | 1 | 11/18/2005 | Customer Dispute | Closed-No Action | $85,000.00 | $0.00 | See FINRA Report |