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FINRA Broker Disclosures for Harbor Investment Advisory, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbor Investment Advisory, LLC. Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Earle Laubach303452307/28/2016Employment Separation After Allegations$0.00$0.00See FINRA Report
Champe Seabury Andrews2295654211/12/2010Customer DisputeDenied$35,950.00$0.00See FINRA Report
Champe Seabury Andrews2295654202/29/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Robert Earle Laubach303452307/05/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Robert Earle Laubach303452301/07/2002Customer DisputeSettled$35,688.00$0.00See FINRA Report

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