Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbor Investment Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Earle Laubach | 303452 | 3 | 07/28/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Champe Seabury Andrews | 2295654 | 2 | 11/12/2010 | Customer Dispute | Denied | $35,950.00 | $0.00 | See FINRA Report |
| Champe Seabury Andrews | 2295654 | 2 | 02/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Earle Laubach | 303452 | 3 | 07/05/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Earle Laubach | 303452 | 3 | 01/07/2002 | Customer Dispute | Settled | $35,688.00 | $0.00 | See FINRA Report |