Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Lee Lippens | 1740409 | 1 | 10/02/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Reese Owens | 2070276 | 1 | 10/02/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard Scott Severs | 4760022 | 1 | 03/04/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marshal Kerry McReal | 1308130 | 2 | 04/25/2005 | Customer Dispute | Settled | $1,095,000.00 | $0.00 | See FINRA Report |
| Marshal Kerry McReal | 1308130 | 2 | 04/11/2005 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |