Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Paul Franco | 2636691 | 2 | 12/01/2003 | Customer Dispute | Award / Judgment | $410,000.00 | $97,393.00 | See FINRA Report |
| Odalis Mercedes Lopez | 2993804 | 2 | 03/11/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel W Goggins | 1542737 | 1 | 01/27/2003 | Customer Dispute | Settled | $282,052.00 | $0.00 | See FINRA Report |
| John Thomas Pisapia | 2336216 | 3 | 05/15/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Pisapia | 2336216 | 3 | 09/17/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Pisapia | 2336216 | 3 | 10/04/2000 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Daniel Ray Overcash | 354430 | 3 | 03/14/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Overcash | 354430 | 3 | 12/17/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |