Our Staff has compiled our research into a database of FINRA Broker Disclosures for Amherst Pierpont. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher J Helwig | 2874197 | 2 | 09/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Fernando Eguia | 3028483 | 3 | 07/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Fernando Eguia | 3028483 | 3 | 07/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Fernando Eguia | 3028483 | 3 | 01/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |