Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lance Eric Roberts | 3068207 | 1 | 04/06/2018 | Customer Dispute | Settled | $879,000.00 | $0.00 | See FINRA Report |
| Frank Joseph Marrone | 4960685 | 1 | 04/17/2012 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Eli Boggs Combs | 2049831 | 2 | 02/28/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eli Boggs Combs | 2049831 | 2 | 02/28/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |