Our Staff has compiled our research into a database of FINRA Broker Disclosures for Regulus Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steve Floyd Mankameyer | 1045659 | 5 | 11/08/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sidney Joseph Dufresne | 2471091 | 3 | 09/07/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steve Floyd Mankameyer | 1045659 | 5 | 08/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steve Floyd Mankameyer | 1045659 | 5 | 01/23/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |