Our Staff has compiled our research into a database of FINRA Broker Disclosures for Regulus Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Dean Hollar | 1584024 | 4 | 01/11/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jill Anne Veenstra | 3222590 | 2 | 11/01/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |