Our Staff has compiled our research into a database of FINRA Broker Disclosures for Regulus Financial Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Lewis Bowman | 1042545 | 3 | 04/26/2005 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| William Lewis Bowman | 1042545 | 3 | 03/15/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Ranjan Jagetia | 2352338 | 1 | 12/02/2002 | Customer Dispute | Denied | $10,266.00 | $0.00 | See FINRA Report |
| Joel David Heinlein | 2859885 | 1 | 09/07/2001 | Customer Dispute | Denied | $19,112.30 | $0.00 | See FINRA Report |
| Steve Floyd Mankameyer | 1045659 | 5 | 06/18/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bari Walter Bell | 1331450 | 1 | 11/26/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steve Floyd Mankameyer | 1045659 | 5 | 01/12/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steve Floyd Mankameyer | 1045659 | 5 | 11/08/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steve Floyd Mankameyer | 1045659 | 5 | 08/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steve Floyd Mankameyer | 1045659 | 5 | 01/23/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |