Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Read | 2254224 | 3 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander Read | 2254224 | 3 | 06/18/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander Read | 2254224 | 3 | 05/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Corey David Roun | 5690788 | 1 | 06/27/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alan Jardeleza | 3011932 | 1 | 10/18/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |