Our Staff has compiled our research into a database of FINRA Broker Disclosures for HUB International Investment Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Huntington Coburn | 3090520 | 1 | 03/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Adelle George | 5566634 | 1 | 06/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard J Cawthorne | 2941950 | 1 | 04/30/2015 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Andrew James Degroat | 2103217 | 2 | 08/16/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew James Degroat | 2103217 | 2 | 12/15/2004 | Customer Dispute | Closed-No Action | $115,282.00 | $0.00 | See FINRA Report |
| Peter John Fendler | 1509541 | 1 | 03/16/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodney Dale Sager | 802468 | 1 | 05/21/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |