Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacob Ray Kagele | 4606475 | 4 | 02/24/2023 | Customer Dispute | Pending | $909,402.00 | $0.00 | See FINRA Report |
| Michael Stephan Mare | 5452644 | 1 | 02/16/2021 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Jacob Ray Kagele | 4606475 | 4 | 09/10/2018 | Customer Dispute | Award / Judgment | $50,000.00 | $35,631.80 | See FINRA Report |
| Jacob Ray Kagele | 4606475 | 4 | 11/08/2017 | Customer Dispute | Settled | $56,400.00 | $0.00 | See FINRA Report |
| Jacob Ray Kagele | 4606475 | 4 | 08/05/2016 | Customer Dispute | Settled | $4,360,050.00 | $0.00 | See FINRA Report |
| Christopher John Chaffon | 5636198 | 2 | 05/27/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher John Chaffon | 5636198 | 2 | 06/04/2014 | Customer Dispute | Denied | $6,370.94 | $0.00 | See FINRA Report |