Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Anthony Messana | 712315 | 15 | 08/12/1992 | Customer Dispute | Settled | $387,000.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 11/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Gerald Polak | 1893810 | 4 | 09/06/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arturo Jesus Rodriguez Diaz | 1301783 | 4 | 04/23/1990 | Customer Dispute | Award / Judgment | $180,280.00 | $62,500.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 12/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Douglas Lorraine | 2424747 | 6 | 08/21/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 02/05/1986 | Customer Dispute | Award / Judgment | $400,000.00 | $17,869.20 | See FINRA Report |
| Adam Douglas Lorraine | 2424747 | 6 | 10/17/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |