Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gilbert Anthony Kuta | 1084075 | 16 | 03/04/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 12/29/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Lee Notrica | 817537 | 10 | 11/17/1993 | Customer Dispute | Award / Judgment | $53,000.00 | $3,600.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 11/12/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 10/05/1993 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Joseph Robert Dulisse | 2462370 | 2 | 03/28/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 12/16/1992 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 09/25/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 09/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 08/26/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |