Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Brian Lascala | 3070261 | 7 | 01/28/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| David Philip Gershoni | 2138675 | 5 | 01/22/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Mitchell Scott Fitter | 1241116 | 1 | 11/20/2001 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Gerald Warren Seigel | 418229 | 2 | 11/06/2001 | Customer Dispute | Denied | $16,673.70 | $0.00 | See FINRA Report |
| William Lee Notrica | 817537 | 10 | 09/25/2001 | Customer Dispute | Denied | $7,374.00 | $0.00 | See FINRA Report |
| Joseph Robert Dulisse | 2462370 | 2 | 08/30/2001 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| David Stewart Silberg | 1970484 | 7 | 08/17/2001 | Customer Dispute | Closed-No Action | $11,700.00 | $0.00 | See FINRA Report |
| William Lee Notrica | 817537 | 10 | 08/14/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John James Garrity | 1389590 | 1 | 08/06/2001 | Customer Dispute | Settled | $243,000.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 07/05/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |