Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Brian Lascala | 3070261 | 7 | 10/31/2012 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Joseph Brian Lascala | 3070261 | 7 | 08/27/2012 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Frank Robert Lee | 2607092 | 4 | 08/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Robert Lee | 2607092 | 4 | 08/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Spencer Bryce | 4276664 | 2 | 07/12/2012 | Customer Dispute | Settled | $12,700.00 | $0.00 | See FINRA Report |
| Jonathan Charles Weiss | 6838267 | 2 | 07/03/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Brian Lascala | 3070261 | 7 | 05/28/2012 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Robert Spencer Bryce | 4276664 | 2 | 05/04/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Douglas Lorraine | 2424747 | 6 | 05/03/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Perres | 4350152 | 3 | 02/15/2012 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |