Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Alan Liberman | 1678285 | 1 | 01/05/2004 | Customer Dispute | Settled | $162,500.00 | $0.00 | See FINRA Report |
| Michael Francis Jennetta | 2255867 | 4 | 11/25/2003 | Customer Dispute | Settled | $24,558.40 | $0.00 | See FINRA Report |
| Benjamin Matthew Greenberg | 2855282 | 1 | 11/13/2003 | Customer Dispute | Settled | $565,000.00 | $0.00 | See FINRA Report |
| Dieter Howard Huber | 2742065 | 4 | 09/22/2003 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Erik Maugeri | 2530113 | 2 | 04/08/2003 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Edison Kelly | 2877415 | 23 | 03/27/2003 | Customer Dispute | Settled | $8,200.00 | $0.00 | See FINRA Report |
| Sergio M Rovner | 2884441 | 8 | 01/13/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Lee Notrica | 817537 | 10 | 11/25/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Michael Robert Finnie | 2112495 | 4 | 10/28/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| David Philip Gershoni | 2138675 | 5 | 06/18/2002 | Customer Dispute | Settled | $1,751,070.00 | $0.00 | See FINRA Report |