Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Brian Lascala | 3070261 | 7 | 05/28/2012 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Michelle Perres | 4350152 | 3 | 02/15/2012 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| William Jeffrey Carlton | 1132967 | 11 | 02/13/2012 | Customer Dispute | Settled | $461,000.00 | $0.00 | See FINRA Report |
| Frank Robert Lee | 2607092 | 4 | 01/25/2012 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Frank Robert Lee | 2607092 | 4 | 11/25/2011 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 05/06/2011 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Crispino | 2361097 | 4 | 01/20/2011 | Customer Dispute | Settled | $247,435.00 | $0.00 | See FINRA Report |
| Joseph Brian Lascala | 3070261 | 7 | 10/20/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Hector Crespo | 3015246 | 6 | 10/13/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Crispino | 2361097 | 4 | 09/15/2010 | Customer Dispute | Settled | $367,700.00 | $0.00 | See FINRA Report |