Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Andrew Niemczyk | 2170335 | 6 | 12/15/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Andrew Niemczyk | 2170335 | 6 | 10/15/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Guy Gregory Clemente | 1222597 | 12 | 04/03/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Giovanni Domino | 2371014 | 1 | 03/04/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Milton Lazar | 304406 | 1 | 07/08/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 03/21/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 03/04/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 11/12/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 08/26/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 12/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |