Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Dvorznak | 2809819 | 3 | 07/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas George Tsikitas | 2871712 | 4 | 07/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Jennetta | 2255867 | 4 | 07/07/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric William Davidson | 2731195 | 4 | 05/04/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Napier Pruitt | 3208693 | 1 | 04/21/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward James Jeffery | 2296293 | 3 | 03/11/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Pata | 2699862 | 5 | 02/05/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Dubinsky | 2699892 | 3 | 02/05/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Giordano | 2278341 | 2 | 10/11/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sergio M Rovner | 2884441 | 8 | 08/09/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |