Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor Roy Saul | 1123060 | 3 | 09/09/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Roy Saul | 1123060 | 3 | 10/22/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Roy Saul | 1123060 | 3 | 10/22/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |