Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barney Greengrass | 731181 | 5 | 12/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Mitchell Cohen | 2918824 | 6 | 10/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Robert Clarke | 1304837 | 10 | 07/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Mitchell Cohen | 2918824 | 6 | 04/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Barney Greengrass | 731181 | 5 | 03/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Mitchell Cohen | 2918824 | 6 | 09/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Barney Greengrass | 731181 | 5 | 04/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas John McCaslin | 1528281 | 3 | 01/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alain Alberto Ohayon | 1180975 | 8 | 10/12/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Mitchell Cohen | 2918824 | 6 | 01/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |