Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sergio M Rovner | 2884441 | 8 | 12/20/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Burton | 4148661 | 1 | 06/03/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Stevenson Miller | 2139980 | 3 | 04/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Stevenson Miller | 2139980 | 3 | 04/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas George Tsikitas | 2871712 | 4 | 07/11/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas George Tsikitas | 2871712 | 4 | 03/26/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Guy Gregory Clemente | 1222597 | 12 | 07/30/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 07/05/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 06/07/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Andrew Niemczyk | 2170335 | 6 | 12/15/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |