Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Perez | 4422512 | 5 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Perez | 4422512 | 5 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Dvorznak | 2809819 | 3 | 04/20/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Farrington | 6397412 | 1 | 03/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Giannantonio | 2309181 | 2 | 10/04/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Alexander Ballinger | 873485 | 2 | 03/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arturo Jesus Rodriguez Diaz | 1301783 | 4 | 07/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Jay Eide | 1015261 | 3 | 10/21/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Charles McKenna | 1343870 | 2 | 08/12/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Dvorznak | 2809819 | 3 | 07/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |