Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roberto Birardi | 4737649 | 2 | 11/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 07/27/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Corey Alexander Johnson | 5752206 | 1 | 03/24/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Anthony Savino | 2714233 | 6 | 10/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Stewart Silberg | 1970484 | 7 | 09/27/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Jay Eide | 1015261 | 3 | 03/28/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Charles McKenna | 1343870 | 2 | 03/28/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Wright | 1629437 | 6 | 01/11/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Finnie | 2112495 | 4 | 09/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Perez | 4422512 | 5 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |