Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Lee Notrica | 817537 | 10 | 01/21/2000 | Customer Dispute | Denied | $26,441.50 | $0.00 | See FINRA Report |
| Glenn Douglas Glazer | 2183122 | 3 | 07/09/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Dougherty | 1009839 | 3 | 05/01/1998 | Customer Dispute | Denied | $7,979.83 | $0.00 | See FINRA Report |
| Gerald Richard Sharpe | 2109210 | 5 | 12/01/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |