Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dieter Howard Huber | 2742065 | 4 | 11/05/2002 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 08/19/2002 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Nicholas E Trifiro | 2682851 | 2 | 02/05/2002 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Joseph Brian Lascala | 3070261 | 7 | 01/28/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Gerald Warren Seigel | 418229 | 2 | 11/06/2001 | Customer Dispute | Denied | $16,673.70 | $0.00 | See FINRA Report |
| William Lee Notrica | 817537 | 10 | 09/25/2001 | Customer Dispute | Denied | $7,374.00 | $0.00 | See FINRA Report |
| William Lee Notrica | 817537 | 10 | 08/14/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Hector Crespo | 3015246 | 6 | 08/16/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael John Pata | 2699862 | 5 | 04/17/2000 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Barney Greengrass | 731181 | 5 | 03/03/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |