Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Pata | 2699862 | 5 | 08/31/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Steven Dubinsky | 2699892 | 3 | 08/31/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Mark Douglas Panfil | 1875773 | 2 | 04/17/2006 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Thure | 2687213 | 3 | 11/18/2004 | Customer Dispute | Denied | $15,780.00 | $0.00 | See FINRA Report |
| Sergio M Rovner | 2884441 | 8 | 04/18/2004 | Customer Dispute | Denied | $163,000.00 | $0.00 | See FINRA Report |
| James Wright | 1629437 | 6 | 01/14/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| David Philip Gershoni | 2138675 | 5 | 11/10/2003 | Customer Dispute | Denied | $700,000.00 | $0.00 | See FINRA Report |
| Arturo Jesus Rodriguez Diaz | 1301783 | 4 | 09/30/2003 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Arturo Jesus Rodriguez Diaz | 1301783 | 4 | 04/03/2003 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| James Wright | 1629437 | 6 | 03/06/2003 | Customer Dispute | Denied | $46,537.00 | $0.00 | See FINRA Report |