Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Edison Kelly | 2877415 | 23 | 02/26/2020 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
| Ghazaleh Kayvan Ebrahimi | 2873246 | 3 | 02/19/2020 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |
| Matthew Steven Gaer | 2301493 | 2 | 09/29/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Edison Kelly | 2877415 | 23 | 03/25/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harold Weber | 1047064 | 5 | 03/05/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ghazaleh Kayvan Ebrahimi | 2873246 | 3 | 11/15/2018 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Thomas Edison Kelly | 2877415 | 23 | 11/01/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Thomas Edison Kelly | 2877415 | 23 | 10/01/2018 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Todd Mitchell Cohen | 2918824 | 6 | 09/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Edison Kelly | 2877415 | 23 | 08/13/2018 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |