Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Noah Tenzer | 2270881 | 4 | 11/28/1994 | Customer Dispute | Settled | $252,728.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 09/20/1994 | Customer Dispute | Settled | $2,161,690.00 | $0.00 | See FINRA Report |
| William Lee Notrica | 817537 | 10 | 11/17/1993 | Customer Dispute | Award / Judgment | $53,000.00 | $3,600.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 10/05/1993 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 12/16/1992 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 09/25/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 09/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 08/12/1992 | Customer Dispute | Settled | $387,000.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 11/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arturo Jesus Rodriguez Diaz | 1301783 | 4 | 04/23/1990 | Customer Dispute | Award / Judgment | $180,280.00 | $62,500.00 | See FINRA Report |