Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Lee Notrica | 817537 | 10 | 09/25/2001 | Customer Dispute | Denied | $7,374.00 | $0.00 | See FINRA Report |
| Joseph Robert Dulisse | 2462370 | 2 | 08/30/2001 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| David Stewart Silberg | 1970484 | 7 | 08/17/2001 | Customer Dispute | Closed-No Action | $11,700.00 | $0.00 | See FINRA Report |
| William Lee Notrica | 817537 | 10 | 08/14/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John James Garrity | 1389590 | 1 | 08/06/2001 | Customer Dispute | Settled | $243,000.00 | $0.00 | See FINRA Report |
| Stephen Giannantonio | 2309181 | 2 | 03/29/2001 | Customer Dispute | Award / Judgment | $150,000.00 | $6,500.00 | See FINRA Report |
| James Wright | 1629437 | 6 | 03/21/2001 | Customer Dispute | Settled | $5,311.58 | $0.00 | See FINRA Report |
| William Lee Notrica | 817537 | 10 | 03/20/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| William Lee Notrica | 817537 | 10 | 12/15/2000 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 09/24/2000 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |