Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Stark | 2912344 | 6 | 02/15/2024 | Customer Dispute | Denied | $71,552.30 | $0.00 | See FINRA Report |
| Matthew Bradley Mitchell | 4854608 | 2 | 01/18/2024 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Jerome Anthony Messana | 712315 | 15 | 10/04/2023 | Customer Dispute | Settled | $470,000.00 | $0.00 | See FINRA Report |
| Eric William Davidson | 2731195 | 4 | 08/22/2023 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Andrew Michael Brookman | 3166671 | 4 | 06/30/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Adam Knutson | 2997006 | 4 | 06/20/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William Lee Notrica | 817537 | 10 | 04/11/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Brian Lascala | 3070261 | 7 | 03/15/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Horvath | 2492170 | 3 | 03/03/2023 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Michelle Perres | 4350152 | 3 | 01/23/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |