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FINRA Broker Disclosures for Aegis Capital Corp.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.

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Displaying 131-140 out of 291 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Frank Robert Lee2607092411/25/2011Customer DisputeSettled$75,000.00$0.00See FINRA Report
Gilbert Anthony Kuta10840751605/06/2011Customer DisputeSettled$600,000.00$0.00See FINRA Report
Samuel Noah Tenzer2270881404/14/2011Customer DisputeDenied$7,400.00$0.00See FINRA Report
Anthony Gerald Polak1893810404/04/2011Customer DisputeDenied$36,913.00$0.00See FINRA Report
Ralph Anthony Savino2714233603/07/2011Customer DisputeClosed-No Action$5,520.00$0.00See FINRA Report
Asa Lee Savage2865878101/24/2011Customer DisputeClosed-No Action$70,000.00$0.00See FINRA Report
Joseph Anthony Crispino2361097401/20/2011Customer DisputeSettled$247,435.00$0.00See FINRA Report
Joseph Brian Lascala3070261710/20/2010Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Hector Crespo3015246610/13/2010Customer DisputeSettled$100,000.00$0.00See FINRA Report
Joseph Anthony Crispino2361097409/15/2010Customer DisputeSettled$367,700.00$0.00See FINRA Report

291 Results

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