Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Frank Robert Lee | 2607092 | 4 | 11/25/2011 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
Gilbert Anthony Kuta | 1084075 | 16 | 05/06/2011 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
Samuel Noah Tenzer | 2270881 | 4 | 04/14/2011 | Customer Dispute | Denied | $7,400.00 | $0.00 | See FINRA Report |
Anthony Gerald Polak | 1893810 | 4 | 04/04/2011 | Customer Dispute | Denied | $36,913.00 | $0.00 | See FINRA Report |
Ralph Anthony Savino | 2714233 | 6 | 03/07/2011 | Customer Dispute | Closed-No Action | $5,520.00 | $0.00 | See FINRA Report |
Asa Lee Savage | 2865878 | 1 | 01/24/2011 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
Joseph Anthony Crispino | 2361097 | 4 | 01/20/2011 | Customer Dispute | Settled | $247,435.00 | $0.00 | See FINRA Report |
Joseph Brian Lascala | 3070261 | 7 | 10/20/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Hector Crespo | 3015246 | 6 | 10/13/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Joseph Anthony Crispino | 2361097 | 4 | 09/15/2010 | Customer Dispute | Settled | $367,700.00 | $0.00 | See FINRA Report |